Patrick Bolger
Patrick Bolger is a registered investment advisor at Pb Capital, based in Simi Valley, CA, with 27 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 185 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees are negotiable depending on the scope and complexity of the engagement.
Fee Estimator
Location
45 W Easy Street, Suite 37, Simi Valley, CA, 93065
Get directionsHistory
Regulatory History (5)
Customer Dispute
December 2010Customer Dispute
July 2005Customer Dispute
November 2004Customer Dispute
June 2004Customer Dispute
October 2002Other Business ActivitiesSells Insurance
Patrick is an insurance principal, providing quotes and coverage for life, long-term care, and variable annuities since 1998. This takes minimal time, about 2 hours per month.
Employment History
Current Registrations
Pb Capital
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.