LP
LP
Larry Peterson
28 Years of Experience
Appleton, WI
1 DisclosureBroker
Larry Peterson is a registered investment advisor at Cetera Investment Advisers LLC, based in Appleton, WI, with 28 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
Appleton, WI
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Regulatory History (1)
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Customer Dispute
August 2013Denied
Other Business Activities
Larry is a webmaster for APLE Consulting, Inc., a web design and development company, since 1997. He spends approximately 10-100 hours per month on this activity, with minimal time spent during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
Cetera Advisors LLC
October 2016 - March 2024 · 7 yrs 5 mos
Investors Capital Advisory
January 2004 - October 2016 · 12 yrs 9 mos
Eastern Point Advisors INC.
September 2002 - December 2004 · 2 yrs 3 mos
Investors Capital CORP.Broker
November 2001 - October 2016 · 14 yrs 11 mos
United Securities Alliance, INC.Broker
February 2001 - December 2001 · 10 mos
Wma Securities, INC.Broker
July 1998 - February 2001 · 2 yrs 7 mos
State Registrations6 states
CAFLILORTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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