Steven Ploder is a registered investment advisor at Morgan Stanley, based in Barrington Hills, IL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Barrington Hills, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
November 2015 - Present · 10 yrs 6 mos
Morgan StanleyBroker
November 2015 - Present · 10 yrs 6 mos
Morgan Stanley
November 2015 - Present · 10 yrs 6 mos
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
May 2007 - December 2015 · 8 yrs 7 mos
Credit Suisse Securities (USA) LLC
May 2007 - December 2015 · 8 yrs 7 mos
Lehman Brothers INC.
June 2004 - May 2007 · 2 yrs 11 mos
Lehman Brothers INC.Broker
March 2001 - May 2007 · 6 yrs 2 mos
Goldman, Sachs & CO.Broker
July 1998 - February 2001 · 2 yrs 7 mos
State Registrations40 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.