SS
CFP
SS
CFP
Sarah Stouffer
27 Years of Experience
Newport Beach, CA
1 DisclosureBrokerSells Insurance
Sarah Stouffer is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Newport Beach, CA, with 27 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
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Regulatory History (1)
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Customer Dispute
September 2015Denied
Other Business ActivitiesSells Insurance
Sarah owns rental property and works as a salesperson for fixed insurance sales. Both activities require minimal time and are not investment-related.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.Broker
October 2004 - August 2023 · 18 yrs 10 mos
Securian Financial Services, INC.
October 2004 - August 2023 · 18 yrs 10 mos
American Express Financial Advisors, INC.
January 1999 - September 2004 · 5 yrs 8 mos
American Express Financial Advisors INC.Broker
June 1998 - September 2004 · 6 yrs 3 mos
Ids Life Insurance CompanyBroker
June 1998 - September 2004 · 6 yrs 3 mos
State Registrations12 states
AZCACOFLGAIDMONCNVORTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.