Steven Kavall
Steven Kavall is a registered investment advisor at Wells Fargo Advisors, based in Manhattan, NY, with 23 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
142 West 57th Street, Manhattan, NY, 10019
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2015Customer Dispute
February 2012Customer Dispute
March 2011Other Business Activities
Steven owns rental property in New York since 2012, acting as a landlord. He also works as support staff at Bay Group Advisors, dedicating minimal time and having limited check writing abilities.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.