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Reginald Rasmussen

27 Years of Experience
Orlando, FL
5 Disclosures

Reginald Rasmussen is a registered investment advisor at International Assets Investment Management, LLC, based in Orlando, FL, with 27 years of industry experience. Reginald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
122 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)

IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.

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Location

111 North Orange Avenue, Suite 1000, Orlando, FL, 32801

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History

Regulatory History (5)
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Customer Dispute
December 2025
Pending
Customer Dispute
July 2024
Withdrawn
Criminal
May 2023
Final Disposition
Customer Dispute
December 2005
Settled
Customer Dispute
November 2001
Closed-No Action
Other Business Activities

Reginald is a board member at large for a chemical dependency treatment program since 2022. He dedicates minimal time to this activity and receives no compensation.

Employment History
Current Registrations
International Assets Investment Management, LLC
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - September 2023 · 19 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1998 - September 2023 · 25 yrs 1 mo
State Registrations1 state
MN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Reginald Rasmussen - Financial Advisor | TrueAdvisor