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Reginald Rasmussen

28 Years of Experience
Maplewood, MN
5 Disclosures

Reginald Rasmussen is a registered investment advisor at International Assets Investment Management, LLC, based in Maplewood, MN, with 28 years of industry experience. Reginald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Maplewood, MN

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2025
Pending
Customer Dispute
July 2024
Withdrawn
Criminal
May 2023
Final Disposition
Customer Dispute
December 2005
Settled
Customer Dispute
November 2001
Closed-No Action
Other Business Activities

Reginald is a board member at large for a chemical dependency treatment program since 2022. He dedicates minimal time to this activity and receives no compensation.

Employment History
Current Registrations
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2004 - September 2023 · 19 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1998 - September 2023 · 25 yrs 1 mo
State Registrations1 state
MN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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