Catherine Garcia is a CFP-designated registered investment advisor, based in Las Vegas, NV, with 27 years of industry experience.
Location
8475 W. Sunset Road, Suite 101, Las Vegas, NV, 89113
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is an insurance agent since 1999 and a group leader for a women's networking group, dedicating minimal time to the latter. She is also the owner/wealth manager of Vickie Garcia Wealth Management, taking nearly full-time, and a successor trustee/POA for the Bailey Family Trust, requiring minimal time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
The Ameriflex Group
Previous Registrations
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Princor Financial Services CorporationBroker
State Registrations10 states
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