BM
BM

Brett Minogue

24 Years of Experience
Pembroke, MA
Broker

Brett Minogue is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Pembroke, MA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

Pembroke, MA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2019 - Present · 7 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2019 - Present · 7 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2019 - Present · 7 yrs 1 mo
Previous Registrations
Wells Fargo Funds Management, LLC
January 2017 - June 2019 · 2 yrs 5 mos
Wells Fargo Funds Distributor, LLCBroker
October 2016 - June 2019 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2016 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2016 · 7 yrs
Banc of America Investment Services, INC.
January 2009 - October 2009 · 9 mos
Banc of America Investment Services, INC.Broker
December 2008 - October 2009 · 10 mos
Columbia Management Advisors, LLC
May 2008 - December 2008 · 7 mos
Columbia Management Distributors, INC.Broker
April 2008 - December 2008 · 8 mos
Banc of America Investment Services, INC.
April 2006 - April 2008 · 2 yrs
Banc of America Investment Services, INC.Broker
October 2005 - April 2008 · 2 yrs 6 mos
Signator Investors, INC.Broker
March 2001 - October 2005 · 4 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.