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NP
CFP · ChFC
NP
CFP · ChFC

Nathan Pugliese

Wealth Enhancement Advisory Services, LLC
28 Years of Experience
Parsippany, NJ
Broker
View SEC Summary
View SEC Summary

Nathan Pugliese is a CFP, ChFC-designated registered investment advisor at Wealth Enhancement Advisory Services, LLC, based in Parsippany, NJ, with 28 years of industry experience. Nathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 8 more. Their firm serves 85,001 clients with $120B in assets under management.

Wealth Enhancement Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1019 advisors
Number of Clients
85,001 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$122.2B

Fee Structure

Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable and vary by client complexity, not to exceed 2.00% per year. Sample schedules show rates of 1.50% for portfolios under $1M, 1.25% for $1M to $2M, and 1.00% for over $2M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

4 Campus Dr, Suite 100, Parsippany, NJ, 07054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nathan operates Wealth Enhancement Group as a DBA for his LPL business and provides investment advisory services through Wealth Enhancement Advisory Services LLC, dedicating full-time hours to the latter. He also owns rental real estate, spending minimal time on it.

Employment History
Current Registrations
Wealth Enhancement Advisory Services, LLC
November 2021 - Present · 4 yrs 11 mos
Wealth Enhancement Brokerage Services, LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
LPL Financial LLCBroker
October 2021 - June 2025 · 3 yrs 8 mos
Purshe Kaplan Sterling InvestmentsBroker
July 2021 - October 2021 · 3 mos
Summit Financial, LLC
September 2019 - October 2021 · 2 yrs 1 mo
Ameriprise Financial Services, INC.
September 1998 - July 2019 · 20 yrs 10 mos
Ameriprise Financial Services, INC.Broker
July 1998 - July 2019 · 21 yrs
Ids Life Insurance CompanyBroker
July 1998 - July 2006 · 8 yrs
State Registrations31 states
ARAZCACOCTDEFLGAIAILINMAMDMNMONCNHNJNVNYOHORPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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