James Horst
James Horst is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Spencer, IA, with 27 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Spencer, IA
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Regulatory History (1)
Customer Dispute
April 2021Other Business ActivitiesSells Insurance
James operates under the DBA Stonebridge Financial Advisors for his general securities business and corporate advisory business through FSC Securities Corporation. He dedicates full-time hours to these activities, including securities trading.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Fsc Securities CorporationBroker
Fsc Securities Corporation
AXA Advisors, LLC
AXA Advisors, LLCBroker
Jefferson Pilot Securities CorporationBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.