Shannon Carson
Shannon Carson is a registered investment advisor at Alliance Wealth Management, LLC, based in Dallas, TX, with 19 years of industry experience. Shannon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 35 clients with $11M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.55% |
| $500K - $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.75% |
Fees are generally negotiable.
Fee Estimator
Location
Dallas, TX
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
January 2010Other Business ActivitiesSells Insurance
Shannon is the President of Capital Security Financial Services LLC, where she markets fixed and fixed indexed annuities, dedicating minimal time. She also owns Alliance Wealth Management LLC, where she manages the firm's operations and client accounts, taking about 10-20% of her time, and works in sales for Carson Roofing, dedicating a few hours per week.
Employment History
Current Registrations
Alliance Wealth Management, LLC
Previous Registrations
Monticello Investment Services, INC.
Capital Asset Advisory Services, LLC
American Investment Services
USA Tax & Insurance Services, INC.
Institutional Securities Corporation
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.