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Boyd Cauble

Park Avenue Securities LLC
24 Years of Experience
Charlotte, NC
1 DisclosureBrokerSells Insurance
View SEC Summary
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Boyd Cauble is a registered investment advisor at Park Avenue Securities LLC, based in Charlotte, NC, with 24 years of industry experience. Boyd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 82,118 clients with $20B in assets under management.

Park Avenue Securities LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1914 advisors
Number of Clients
82,118 clients
Average Client Portfolio
$238K average
Assets Under Management
$19.6B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.05%
$500K - $1000K2.00%
$1.0M - $2.0M1.95%
$2M+1.90%

Schedule reflects the maximum client fee for the Park Avenue Portfolio Select program. Other wrap fee and third-party programs have varying fee schedules with advisor fees ranging from 0.50% to 1.75% plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6115 Park South Drive, Suite 200, Charlotte, NC, 28210

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 2007
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Boyd uses CBS brokerage as a resource for life insurance policies for clients since 2018, spending minimal time on this activity. This activity is investment-related.

Employment History
Current Registrations
Park Avenue Securities LLC
February 2010 - Present · 16 yrs 8 mos
Park Avenue Securities LLC
February 2010 - Present · 16 yrs 8 mos
Park Avenue Securities LLCBroker
February 2010 - Present · 16 yrs 8 mos
Previous Registrations
Evergreen Investment Management CO
October 2009 - December 2009 · 2 mos
Evergreen Investment Services, INC.Broker
October 2005 - December 2009 · 4 yrs 2 mos
Columbia Management Advisors, INC.
September 2004 - February 2005 · 5 mos
Columbia Funds Distributor, INC.Broker
September 2004 - February 2005 · 5 mos
Banc of America Investment Services, INC.
June 2002 - September 2004 · 2 yrs 3 mos
Banc of America Investment Services, INC.Broker
June 2002 - September 2004 · 2 yrs 3 mos
Salomon Smith Barney INC.Broker
February 2001 - March 2002 · 1 yr 1 mo
State Registrations9 states
ALDCFLMANCNYOHSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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