MS
MS

Michael Shapiro

25 Years of Experience
Westlake, OH
Broker

Michael Shapiro is a registered investment advisor at Cetera Investment Advisers LLC, based in Westlake, OH, with 25 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

24500 Center Ridge Rd Ste 310, Westlake, OH, 44145

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Michael serves as the Secretary of the Finance Action Team for Lititz Church of the Brethren since 2017. He dedicates minimal time to this role, handling tasks such as taking meeting minutes, creating budgets, and developing agenda ideas.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2005 - Present · 20 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
August 2007 - June 2023 · 15 yrs 10 mos
Morgan Stanley
August 2001 - August 2005 · 4 yrs
Morgan Stanley Dw INC.Broker
June 2001 - August 2005 · 4 yrs 2 mos
American Express Financial Advisors INC.Broker
April 2001 - May 2001 · 1 mo
Ids Life Insurance CompanyBroker
April 2001 - May 2001 · 1 mo
Wma Securities, INC.Broker
August 2000 - March 2001 · 7 mos
Pruco Securities CorporationBroker
July 1998 - August 1998 · 1 mo
State Registrations3 states
COILOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.