Joseph Gay
Joseph Gay is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Wilmington, NC, with 27 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
Wilmington, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is a co-owner of Ferrell Farms, LLC, a family farm inherited in 2005, where he oversees rentals and leases of farmland. This activity requires a few hours per week and is not investment-related.
Employment History
Current Registrations
Capital Investment Group, INC.Broker
Capital Investment Advisory Services, LLC
Previous Registrations
Cetera Investment Services LLCBroker
Cetera Investment Advisers LLC
Securities America Advisors, INC.
Securities America, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Scott & Stringfellow, INC.Broker
Scott & Stringfellow, INC.Broker
State Registrations1 state
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