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Michael Conaty

Tvamp, LLC
27 Years of Experience
Knoxville, TN
1 DisclosureBrokerSells Insurance
View SEC Summary
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Michael Conaty is a registered investment advisor at Tvamp, LLC, based in Knoxville, TN, with 27 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,553 clients with $1.2B in assets under management.

Tvamp, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25 advisors
Number of Clients
2,553 clients
Average Client Portfolio
$464K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $300K1.75%
$300K - $750K1.50%
$750K - $1.5M1.25%
$1.5M+1.00%

Maximum annual advisory fee is 2.00% of assets under management. Fees are negotiable based on account size and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6025 Brookvale Lane, Suite 160, Knoxville, TN, 37919

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael operates Tennessee Valley Asset Management Partners as a DBA for his LPL business and provides investment advisory services through Tennessee Valley Asset Management Partners, dedicating about 10-20% of his time to each. He also has a non-variable insurance business and spends minimal time acting in a fiduciary capacity and working for Knox Youth Sports.

Employment History
Current Registrations
Tvamp, LLC
November 2016 - Present · 9 yrs 11 mos
LPL Financial LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
Ftb Advisors, INC.
October 2013 - November 2016 · 3 yrs 1 mo
Ftb Advisors, INC.
June 2009 - October 2013 · 4 yrs 4 mos
Ftb Advisors, INC.
March 2004 - March 2012 · 8 yrs
Ftb Advisors, INC.Broker
October 2001 - November 2016 · 15 yrs 1 mo
Suntrust Securities, INC.Broker
January 2000 - August 2001 · 1 yr 7 mos
Crestar Securities CorporationBroker
January 2000 - January 2000 · 0 mos
Intersecurities, INC.Broker
May 1999 - January 2000 · 8 mos
MML Investors Services, INC.Broker
September 1998 - April 1999 · 7 mos
State Registrations4 states
FLNYTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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