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CFP
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CFP

Thomas Brister

Calton & Associates, INC.
57 Years of Experience
Evergreen, CO
1 DisclosureBrokerSells Insurance
View SEC Summary
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Thomas Brister is a CFP-designated registered investment advisor at Calton & Associates, INC., based in Evergreen, CO, with 57 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.

Calton & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
226 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.60%

Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Evergreen, CO

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2003
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Thomas provides financial planning, investment and asset management, and offers precious metals and coins. He also provides various insurance products, including life, health, accident, and annuities.

Employment History
Current Registrations
Calton & Associates, INC.Broker
July 2023 - Present · 3 yrs 3 mos
Dominion Portfolio Management, INC.
January 2006 - Present · 20 yrs 9 mos
Previous Registrations
Financial Advisory by Thomas S. Brister, CFP
January 1999 - December 2009 · 10 yrs 11 mos
Dominion Investor Services, INC.Broker
April 1991 - July 2023 · 32 yrs 3 mos
T.L. Reed Securities, INC.Broker
February 1989 - December 1990 · 1 yr 10 mos
Source Securities, INC.Broker
November 1985 - January 1989 · 3 yrs 2 mos
American Pacific Securities CorporationBroker
August 1985 - November 1985 · 3 mos
Universal Heritage Investments CorporationBroker
December 1982 - August 1985 · 2 yrs 8 mos
Mountain States InvestmentsBroker
December 1980 - August 1982 · 1 yr 8 mos
Investment Management & Research, INCBroker
April 1975 - December 1980 · 5 yrs 8 mos
Financial Service Corporation of AmericaBroker
November 1968 - October 1975 · 6 yrs 11 mos
State Registrations6 states
AZCACOFLMSTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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