SG
SG

Sueann Griffin

27 Years of Experience
Towson, MD
Broker

Sueann Griffin is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Towson, MD, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

100 West Road, Suite 200, Towson, MD, 21204

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
May 2009 - Present · 17 yrs
Robert W. Baird & CO. Incorporated
May 2009 - Present · 17 yrs
Robert W. Baird & CO. IncorporatedBroker
May 2009 - Present · 17 yrs
Previous Registrations
Citigroup Global Markets INC.
May 2006 - May 2009 · 3 yrs
Citigroup Global Markets INC.Broker
February 2006 - May 2009 · 3 yrs 3 mos
Legg Mason Wood Walker, IncorporatedBroker
September 1998 - February 2006 · 7 yrs 5 mos
State Registrations31 states
AKALAZCACODEFLGAHIIAILINMAMDMNMSMTNCNJNYOHORPARISCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sueann Griffin - Financial Advisor | TrueAdvisor