SD
CFP
SD
CFP

Sean Dooley

26 Years of Experience
Vienna, VA
Broker

Sean Dooley is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Vienna, VA, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8500 Leesburg Pike Suite 411, [Satellite], Vienna, VA, 22182

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sean has 100% ownership of SDJS and Associates LLC since 2015, which is investment related. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
April 2015 - Present · 11 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2015 - Present · 11 yrs 1 mo
Previous Registrations
Robert W. Baird & CO. Incorporated
September 2011 - June 2014 · 2 yrs 9 mos
Robert W. Baird & CO. IncorporatedBroker
June 2007 - June 2014 · 7 yrs
Stifel, Nicolaus & Company, IncorporatedBroker
April 2006 - June 2007 · 1 yr 2 mos
Amherst Securities Group, L.P.Broker
July 2003 - April 2006 · 2 yrs 9 mos
Legg Mason Wood Walker, IncorporatedBroker
January 1999 - July 2003 · 4 yrs 6 mos
State Registrations24 states
ARCACOCTDCDEFLGALAMDMTNCNJNMNYORPARITXVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean Dooley - Financial Advisor | TrueAdvisor