SZ
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Steven Zimmerman
27 Years of Experience
Lake Forest, IL
2 DisclosuresBroker
Steven Zimmerman is a registered investment advisor at Morgan Stanley, based in Lake Forest, IL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
207 East Westminster, Suite 300, Lake Forest, IL, 60045
Get directionsHistory
Regulatory History (2)
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Customer Dispute
May 2008Settled
Customer Dispute
April 2008Settled
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
Morgan Stanley
March 2007 - April 2007 · 1 mo
Harris Investor Services, INC.
December 2005 - March 2007 · 1 yr 3 mos
Harris Investor Services, INC.Broker
December 2005 - March 2007 · 1 yr 3 mos
Harrisdirect LLC
April 2003 - December 2005 · 2 yrs 8 mos
Harrisdirect LLCBroker
April 2003 - December 2005 · 2 yrs 8 mos
Merrill Lynch Pierce Fenner & Smith INC.
December 1998 - April 2003 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1998 - April 2003 · 4 yrs 8 mos
State Registrations31 states
ALAZCACOCTFLGAIAILINKSMAMDMIMNMOMTNHNJNMNVNYOHORPARITNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.