CG
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Christopher Grubb

26 Years of Experience
Fort Mill, SC
Broker

Christopher Grubb is a registered investment advisor at LPL Financial LLC, based in Fort Mill, SC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1055 Lpl Way, Fort Mill, SC, 29715

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
May 2013 - Present · 13 yrs
LPL Financial LLC
October 2011 - Present · 14 yrs 7 mos
LPL Financial LLCBroker
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Mutual Service CorporationBroker
January 2010 - October 2011 · 1 yr 9 mos
Waterstone Financial Group, INC.Broker
January 2010 - November 2010 · 10 mos
Associated Securities CORP.Broker
January 2010 - November 2010 · 10 mos
Uvest Financial Services Group, INC.
May 2004 - February 2012 · 7 yrs 9 mos
Uvest Financial Services Group, INC.Broker
March 2000 - May 2012 · 12 yrs 2 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.