Roman Catli is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in Lakewood, CO, with 27 years of industry experience. Roman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
12340 W Alameda Pkwy, Lakewood, CO, 80228
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Roman is a board member of YMCA Mill Creek, a non-profit organization, since 2014. He dedicates minimal time to this advisory role.
Employment History
Current Registrations
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLC
U.S. Bancorp Advisors, LLCBroker
Previous Registrations
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Wells Fargo Investments, LLCBroker
Wells Fargo Investments, LLC
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Salomon Smith Barney INC.
Salomon Smith Barney INC.Broker
H&r Block Financial Advisors, INC.Broker
State Registrations24 states
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