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Andrew Schaad

Transamerica Financial Advisors, LLC
28 Years of Experience
Cedar Rapids, IA
1 DisclosureBroker
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Andrew Schaad is a registered investment advisor at Transamerica Financial Advisors, LLC, based in Cedar Rapids, IA, with 28 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 42,735 clients with $2.1B in assets under management.

Transamerica Financial Advisors, LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1121 advisors
Number of Clients
42,735 clients
Average Client Portfolio
$49K average
Assets Under Management
$2.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.75%

Maximum total annual program fees are up to 2.75% for TFA365 and third-party manager programs, and up to 2.0% for Transamerica ONE. Fees vary based on the specific program, model portfolios selected, and negotiations with your investment advisor representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

6400 C St SW, Cedar Rapids, IA, 52499

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History

Regulatory History (1)
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Criminal
March 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Andrew performs home office functions for other business units as an employee of Transamerica Financial Advisors. He also owns Schaad Consulting Services, a corporate consulting service, but has had no customers since its inception in 2008.

Employment History
Current Registrations
Transamerica Financial Advisors, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Transamerica Financial Advisors, LLC
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
Investment Advisors International, INC.
August 2006 - January 2012 · 5 yrs 5 mos
Intersecurities, INC.
April 2003 - September 2006 · 3 yrs 5 mos
World Group Securities, INC.Broker
April 2002 - January 2012 · 9 yrs 9 mos
Wma Securities, INC.Broker
August 1999 - April 2002 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
August 1998 - August 1999 · 1 yr
State Registrations16 states
AKALCACOGAHIIAMIMTNCNDNMORTNTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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