Kathleen Hawkins
Kathleen Hawkins is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Dover, DE, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
55 Kings Hwy, Dover, DE, 19901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kathleen is involved with several non-profit and charitable organizations, including the Delaware Community Foundation, Holly's Club, Christ Episcopal Church, CenDel Foundation, and the University of Delaware. She dedicates minimal time to each of these activities, serving as a committee or board member.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
J.P. Morgan Securities INC.Broker
State Registrations33 states
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