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Thomas Grasso

24 Years of Experience
Wayne, PA
Broker

Thomas Grasso is a registered investment advisor at Hartford Funds, based in Wayne, PA, with 24 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 76 clients with $140B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
58 advisors
IM Fee
Planning only
Assets Under Management
$137.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hartford Funds
April 2018 - Present · 8 yrs 1 mo
Hartford Funds Distributors, LLC
April 2018 - Present · 8 yrs 1 mo
Hartford Funds Distributors, LLCBroker
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
Capital Analysts
December 2014 - December 2017 · 3 yrs
Lincoln Investment
October 2011 - December 2017 · 6 yrs 2 mos
Lincoln InvestmentBroker
October 2001 - December 2017 · 16 yrs 2 mos
State Registrations18 states
ALDCDEFLGAKYMDMSNCNJNYOHPAPRSCTNVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Grasso - Financial Advisor | TrueAdvisor