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Sergio Lovato

25 Years of Experience
Denver, CO
Broker

Sergio Lovato is a registered investment advisor, based in Denver, CO, with 25 years of industry experience.

Location

4601 DTC Boulevard, Suite 600, Denver, CO, 80237

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sergio is a partner with his wife in a rental property in Denver, spending about 10-20% of his time on real estate/property management. He also has a partnership in a short-term rental property, dedicating minimal time to it.

Employment History
Current Registrations
Hightower Securities, LLC
September 2024 - Present · 1 yr 8 mos
Hightower Securities, LLCBroker
September 2024 - Present · 1 yr 8 mos
Hightower Advisors, LLC
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Bluerock Capital Markets LLCBroker
July 2022 - September 2023 · 1 yr 2 mos
Charles Schwab & CO., INC.
May 2007 - July 2022 · 15 yrs 2 mos
Charles Schwab & CO., INC.Broker
April 2007 - July 2022 · 15 yrs 3 mos
Janus Distributors LLCBroker
May 2006 - April 2007 · 11 mos
Charles Schwab & CO., INC.Broker
October 1999 - March 2006 · 6 yrs 5 mos
State Registrations1 state
CO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sergio Lovato - Financial Advisor | TrueAdvisor