MS
MS

Mindy Schwartzapfel

24 Years of Experience
Roslyn Heights, NY
Broker

Mindy Schwartzapfel is a registered investment advisor at Neuberger Berman Bd LLC, based in Roslyn Heights, NY, with 24 years of industry experience. Mindy operates on a fee-only basis, meaning they do not earn commissions from product sales.

Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location

Roslyn Heights, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Mindy provides portfolio management services to clients of Neuberger Berman Investment Advisers LLC, including separate accounts and pooled investment vehicles. This is concurrent with her duties as a Registered Representative at Neuberger Berman BD LLC.

Employment History
Current Registrations
Neuberger Berman Bd LLC
August 2013 - Present · 13 yrs 1 mo
Neuberger Berman Bd LLC
October 2001 - Present · 24 yrs 11 mos
Neuberger Berman Bd LLCBroker
October 2001 - Present · 24 yrs 11 mos
Previous Registrations
Neuberger Berman Management LLCBroker
July 2008 - June 2016 · 7 yrs 11 mos
State Registrations52 states
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Exams
No exam information available for this advisor.