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Vincent Miller

26 Years of Experience
New York, NY
Broker

Vincent Miller is a registered investment advisor at LPL Financial LLC, based in New York, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

275 W 39th St, 4th Floor, New York, NY, 10018

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Vincent operates his LPL business through Quint Miller & Company and MSR Partners, Inc., dedicating full-time hours to the former and minimal time to the latter. He also owns rental real estate and is involved in a catering operation, M&M Partners.

Employment History
Current Registrations
LPL Financial LLC
August 2021 - Present · 4 yrs 9 mos
LPL Financial LLCBroker
May 2018 - Present · 8 yrs
Previous Registrations
Petersen Investments, INC.Broker
March 2001 - May 2018 · 17 yrs 2 mos
Cibc World Markets CORP.Broker
April 1999 - March 2001 · 1 yr 11 mos
State Registrations33 states
AKALARAZCACOCTDCDEFLGAHIILINLAMAMDMIMSMTNCNJNMNVNYOHOKORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.