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Thomas Benton

Destra Capital Advisors LLC
23 Years of Experience
Carlsbad, CA
2 DisclosuresBroker
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Thomas Benton is a registered investment advisor at Destra Capital Advisors LLC, based in Carlsbad, CA, with 23 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 2 clients with $460M in assets under management.

Destra Capital Advisors LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
11 advisors
IM Fee
Planning only
Assets Under Management
$463.8M

Location

Carlsbad, CA

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History

Regulatory History (2)
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Regulatory
November 2005
Final
Criminal
May 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Destra Capital Advisors LLC
February 2018 - Present · 8 yrs 8 mos
Destra Capital Investments LLC
October 2012 - Present · 14 yrs
Destra Capital Investments LLCBroker
October 2012 - Present · 14 yrs
Previous Registrations
Prudential Annuities Distributors, INCBroker
November 2008 - December 2011 · 3 yrs 1 mo
Touchstone Securities, INC.Broker
October 2005 - November 2008 · 3 yrs 1 mo
State Street Research Investment Services, INC.Broker
May 2004 - May 2005 · 1 yr
Pioneer Funds Distributor, INC.Broker
January 2003 - April 2004 · 1 yr 3 mos
Mfs Fund Distributors, INC.Broker
May 2000 - January 2002 · 1 yr 8 mos
State Registrations2 states
CAHI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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