DT
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Darryl Thompson
27 Years of Experience
Nashville, TN
4 DisclosuresBroker
Darryl Thompson is a registered investment advisor at Raymond James & Associates, INC., based in Nashville, TN, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1033 Demonbreun Street, Suite 500, Nashville, TN, 37203
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010Settled
Customer Dispute
January 2010Denied
Customer Dispute
January 2010Settled
Customer Dispute
August 2009Settled
Other Business Activities
Darryl is the CEO of Amazima Ministries, attending board meetings and supervising various committees. He dedicates a few hours per week to this role.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Raymond James & Associates, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.
January 2004 - February 2013 · 9 yrs 1 mo
Morgan Keegan & Company, INC.Broker
September 1998 - February 2013 · 14 yrs 5 mos
State Registrations19 states
ALARCACOFLGAILKYMAMIMSNCNVNYOKSCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.