NK
NK

Nicole Kerner

27 Years of Experience
Woodland Hills, CA
Broker

Nicole Kerner is a registered investment advisor at Morgan Stanley, based in Woodland Hills, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

21650 Oxnard Street, Suite 1800, Woodland Hills, CA, 91367

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Nicole has a successor role in an estate in Palm Desert, California, since February 2022. This activity is investment-related and does not require time during or after business hours.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2008 - June 2009 · 1 yr 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2008 - June 2009 · 1 yr 1 mo
Citigroup Global Markets INC.
October 1998 - May 2008 · 9 yrs 7 mos
Citigroup Global Markets INC.Broker
August 1998 - May 2008 · 9 yrs 9 mos
State Registrations7 states
AZCACOFLMDNYOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.