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RIA Busch

19 Years of Experience
Lakewood, CO
BrokerSells Insurance

RIA Busch is a registered investment advisor at VALIC Financial Advisors, INC., based in Lakewood, CO, with 19 years of industry experience. RIA operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1277 advisors
IM Fee
Planning only
Assets Under Management
$26.4B

Fee Structure

  • Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
  • Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
  • The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
One-Time Plan:Up to $5,000
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Location

165 South Union Boulevard, Suite 600, Lakewood, CO, 80228

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Ria works as an agent for AGIA, selling non-securities insurance products. This takes a few hours per week.

Employment History
Current Registrations
VALIC Financial Advisors, INC.
October 2017 - Present · 8 yrs 7 mos
VALIC Financial Advisors, INC.Broker
May 2017 - Present · 9 yrs
Previous Registrations
AXA Advisors, LLC
March 2013 - January 2014 · 10 mos
AXA Advisors, LLCBroker
February 2013 - January 2014 · 11 mos
Metlife Securities INC.
December 2005 - January 2009 · 3 yrs 1 mo
Metlife Securities INC.Broker
December 2005 - January 2009 · 3 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
December 2005 - July 2007 · 1 yr 7 mos
Citistreet Financial Services LLC
January 2000 - January 2006 · 6 yrs
Citistreet Equities LLCBroker
May 1999 - December 2005 · 6 yrs 7 mos
State Registrations3 states
COOHWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
RIA Busch - Financial Advisor | TrueAdvisor