Alan Haworth
Alan Haworth is a registered investment advisor at Clare Market Investments, LLC, based in Dallas, TX, with 21 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 237 clients with $640M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clare Market Investments' fees are based on a percentage of the value of your portfolio. If you choose comprehensive wealth management, the fee includes financial planning. The specific fee schedule is in your agreement. Fees may be negotiable. If you only elect investment advisory services, you will not receive financial planning services.
Location
2620 State Street, Dallas, TX, 75204
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is an insurance agent since 2018 and dedicates minimal time to this activity. He also owns Declassified Records LLC, a vinyl record store, and Stalking Butler App, dedicating about half of Alan's time to the latter.
Employment History
Current Registrations
Clare Market Investments, LLC
Previous Registrations
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Asset Sciences Portfolio Services, INC.Broker
State Street Research Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.