Neil Cataldi is a registered investment advisor at Kelleher Financial Advisors, LLC, based in Portland, ME, with 14 years of industry experience. Neil operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 284 clients with $1.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.75% |
| $2M+ | 0.50% |
Schedule reflects Starboard Advisors rates. Kelleher Financial Advisor Division and Battery Park Capital charge between 0.50% and 1.50%. Fees are negotiable.
Fee Estimator
Location
2 Union Street, Suite 401, Portland, ME, 04101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Neil is the Principal of Blueprint Capital Management, a single operator RIA offering a Microcap equity strategy since 2012. This investment-related activity takes up approximately 60 hours per month.
Employment History
Current Registrations
Kelleher Financial Advisors, LLC
Blueprint Capital Management, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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