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Justin Nichols

27 Years of Experience
Houston - Memorial City, TX
3 DisclosuresBroker

Justin Nichols is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Houston - Memorial City, TX, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

945 Bunker Hill Rd, Suite 300, Houston - Memorial City, TX, 77024

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Denied
Customer Dispute
August 2011
Denied
Customer Dispute
July 2009
Denied
Other Business Activities

Justin is a member and organizer of JWN-CRN Interests LLC, a holding company for restaurant investments, and co-owns Justin Nichols & Courtenay Nichols LLC, which buys and sells houses to rehab. He also is a passive investor in Buckley Performance and broadcasts sporting events for NFHS Network, dedicating minimal time to these activities.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
March 2019 - Present · 7 yrs 2 mos
Robert W. Baird & CO. Incorporated
March 2019 - Present · 7 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - March 2019 · 8 yrs 2 mos
Wells Fargo Clearing Services, LLC
January 2011 - March 2019 · 8 yrs 2 mos
Wells Fargo Investments, LLC
March 2006 - January 2011 · 4 yrs 10 mos
Wells Fargo Investments, LLCBroker
January 2006 - January 2011 · 5 yrs
Hibernia Investments, L.L.C.Broker
July 1998 - January 2006 · 7 yrs 6 mos
State Registrations26 states
AKARCACOFLGAILINKSLAMNMOMSNENJNMNYOHOKPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Justin Nichols - Financial Advisor | TrueAdvisor