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Craig Clements

LPL Financial LLC
25 Years of Experience
Greenwood, IN
1 DisclosureBroker
View SEC Summary
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Craig Clements is a registered investment advisor at LPL Financial LLC, based in Greenwood, IN, with 25 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

399 N Madison Ave, Greenwood, IN, 46142

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Craig operates under the DBA WRI Investments for his LPL business since 2021.

Employment History
Current Registrations
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
March 2014 - July 2021 · 7 yrs 4 mos
Waddell & ReedBroker
March 2014 - July 2021 · 7 yrs 4 mos
Princor Financial Services Corporation
March 2010 - March 2014 · 4 yrs
Princor Financial Services CorporationBroker
March 2010 - March 2014 · 4 yrs
Ameriprise Financial Services, INC.
January 2006 - March 2010 · 4 yrs 2 mos
Ids Life Insurance CompanyBroker
October 2002 - July 2006 · 3 yrs 9 mos
Ameriprise Financial Services, INC.Broker
July 2001 - March 2010 · 8 yrs 8 mos
State Registrations23 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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