TrueAdvisor
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AP
AP

Anthony Edwin Potthast

Trustage Investment Management
24 Years of Experience
1 DisclosureBroker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Trustage Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
23 advisors
Number of Clients
363 clients
Average Client Portfolio
$102.6M average
Assets Under Management
$37.3B

Fee Structure

Financial Planning:Investment management only

Location

5910 Mineral Point Rd, Madison, WI, 53705

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History

Regulatory History (1)
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Customer Dispute
March 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Trustage Investment Management
October 2019 - Present · 6 yrs 4 mos
CUNA Brokerage Services, INC.
February 2016 - Present · 10 yrs
CUNA Brokerage Services, INC.Broker
February 2016 - Present · 10 yrs
Previous Registrations
CUNA Brokerage Services, INC.
November 2019 - March 2023 · 3 yrs 4 mos
CUNA Brokerage Services, INC.
February 2016 - October 2019 · 3 yrs 8 mos
Proequities, INC.Broker
July 2013 - December 2015 · 2 yrs 5 mos
Ing Financial Advisers, LLCBroker
November 2010 - July 2012 · 1 yr 8 mos
Chase Investment Services CORP.
May 2009 - December 2009 · 7 mos
Chase Investment Services CORP.Broker
May 2009 - December 2009 · 7 mos
Wamu Investments, INC.
January 2009 - May 2009 · 4 mos
Wamu Investments, INC.Broker
January 2009 - May 2009 · 4 mos
Lincoln Financial Distributors, INC.
July 2007 - January 2009 · 1 yr 6 mos
Lincoln Financial Distributors, INC.Broker
July 2007 - January 2009 · 1 yr 6 mos
Hartford Equity Sales Company INC.Broker
December 2004 - May 2007 · 2 yrs 5 mos
Metlife Investors Distribution CompanyBroker
October 2001 - October 2004 · 3 yrs
Walnut Street Securities, INC.Broker
July 2000 - July 2001 · 1 yr
Ffp Securities, INC.Broker
November 1999 - June 2000 · 7 mos
Scottsdale Securities, INC.Broker
March 1999 - October 1999 · 7 mos
Dean Witter Reynolds INC.Broker
August 1998 - February 1999 · 6 mos
State Registrations16 states
AKAZCACOHIIAIDMNMTNDNMORSDUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.