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Anthony Potthast

Trustage Investment Management
25 Years of Experience
Madison, WI
1 DisclosureBroker
View SEC Summary
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Anthony Potthast is a registered investment advisor at Trustage Investment Management, based in Madison, WI, with 25 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 349 clients with $39B in assets under management.

Trustage Investment Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
21 advisors
IM Fee
Planning only
Assets Under Management
$39.5B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

5910 Mineral Point Rd, Madison, WI, 53705

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Trustage Investment Management
October 2019 - Present · 7 yrs
CUNA Brokerage Services, INC.
February 2016 - Present · 10 yrs 8 mos
CUNA Brokerage Services, INC.Broker
February 2016 - Present · 10 yrs 8 mos
Previous Registrations
CUNA Brokerage Services, INC.
November 2019 - March 2023 · 3 yrs 4 mos
CUNA Brokerage Services, INC.
February 2016 - October 2019 · 3 yrs 8 mos
Proequities, INC.Broker
July 2013 - December 2015 · 2 yrs 5 mos
Ing Financial Advisers, LLCBroker
November 2010 - July 2012 · 1 yr 8 mos
Chase Investment Services CORP.
May 2009 - December 2009 · 7 mos
Chase Investment Services CORP.Broker
May 2009 - December 2009 · 7 mos
Wamu Investments, INC.
January 2009 - May 2009 · 4 mos
Wamu Investments, INC.Broker
January 2009 - May 2009 · 4 mos
Lincoln Financial Distributors, INC.
July 2007 - January 2009 · 1 yr 6 mos
Lincoln Financial Distributors, INC.Broker
July 2007 - January 2009 · 1 yr 6 mos
Hartford Equity Sales Company INC.Broker
December 2004 - May 2007 · 2 yrs 5 mos
Metlife Investors Distribution CompanyBroker
October 2001 - October 2004 · 3 yrs
Walnut Street Securities, INC.Broker
July 2000 - July 2001 · 1 yr
Ffp Securities, INC.Broker
November 1999 - June 2000 · 7 mos
Scottsdale Securities, INC.Broker
March 1999 - October 1999 · 7 mos
Dean Witter Reynolds INC.Broker
August 1998 - February 1999 · 6 mos
State Registrations16 states
AKAZCACOHIIAIDMNMTNDNMORSDUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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