TH
TH
Thomas Hamby
23 Years of Experience
Atlanta, GA
1 DisclosureBroker
Thomas Hamby is a registered investment advisor at J.P. Morgan Securities LLC, based in Atlanta, GA, with 23 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3424 Peachtree Rd NE, Floor 24, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018Denied
Employment History
Current Registrations
J.P. Morgan Securities LLC
March 2024 - Present · 2 yrs 7 mos
J.P. Morgan Securities LLCBroker
October 2009 - Present · 17 yrs
Previous Registrations
Goldman, Sachs & CO.Broker
October 2004 - November 2009 · 5 yrs 1 mo
Suntrust Capital Markets, INC.Broker
August 2003 - October 2004 · 1 yr 2 mos
Suntrust Equitable SecuritiesBroker
September 1998 - November 1998 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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