Eric Slack is a registered investment advisor at LPL Financial LLC, based in San Ramon, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
San Ramon, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Eric provides estate services, dedicating minimal time to this activity. He also operates under two DBAs, Catalyst Financial Advisors and Advantage Wealth Advisors, for his LPL business, spending about a quarter of his time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Transamerica Capital, INC.Broker
Amg Distributors, INC.Broker
Realty Capital Securities, LLCBroker
Cole Capital CorporationBroker
Allianz Life Financial Services, LLCBroker
National Planning CorporationBroker
Jackson National Life Distributors LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.