Wai Chan
Wai Chan is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Honolulu, HI, with 26 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
1164 Bishop Street, Suite 615, Honolulu, HI, 96813
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
September 2025Customer Dispute
June 2009Customer Dispute
April 2009Customer Dispute
October 2008Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Hoefer & Arnett, IncorporatedBroker
Hoefer & Arnett Capital Management, INC.
Deutsche Bank Securities INC.Broker
Deutsche Investment Management Americas INC.
Scudder Investor Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.