Philip Spoljarick is a registered investment advisor, based in Brighton, MI, with 27 years of industry experience.
Location
142 Brighton Lake Road, Brighton, MI, 48116
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008Settled
Other Business Activities
Philip is the owner/proprietor of Quadrant A Capital Management, operating in conjunction with RJFS as a financial planning and investment management firm. This takes about half of Philip's time, including during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.
April 2023 - Present · 3 yrs 1 mo
Raymond James Financial Services Advisors, INC
April 2023 - Present · 3 yrs 1 mo
Raymond James Financial Services, INC.Broker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Raymond James & Associates, INC.
March 2013 - April 2023 · 10 yrs 1 mo
Raymond James & Associates, INC.Broker
March 2013 - April 2023 · 10 yrs 1 mo
Raymond James Financial Services Advisors, INC
October 2010 - March 2013 · 2 yrs 5 mos
Raymond James Financial Services, INC.Broker
October 2010 - March 2013 · 2 yrs 5 mos
Charles Schwab & CO., INC.
September 2010 - October 2010 · 1 mo
Charles Schwab & CO., INC.Broker
September 2004 - October 2010 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2000 - September 2004 · 4 yrs 1 mo
Dean Witter Reynolds INC.Broker
October 1998 - September 2000 · 1 yr 11 mos
State Registrations17 states
AKAZCACOFLILINKYMAMINCNJNYOHSCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.