Scott Bertha is a registered investment advisor at Morgan Stanley, based in New York, NY, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
1 New York Plaza, Wm Ops, New York, NY, 10004
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2013 - Present · 12 yrs 7 mos
Morgan Stanley
October 2013 - Present · 12 yrs 7 mos
Morgan StanleyBroker
October 2013 - Present · 12 yrs 7 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
November 2011 - September 2013 · 1 yr 10 mos
Deutsche Bank Securities INC.
November 2011 - September 2013 · 1 yr 10 mos
Morgan Stanley Smith BarneyBroker
May 2010 - October 2011 · 1 yr 5 mos
Morgan Stanley & CO. IncorporatedBroker
December 2009 - May 2010 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2009 · 6 mos
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2006 - April 2007 · 1 yr 2 mos
Morgan Stanley Dw INC.Broker
February 2006 - April 2007 · 1 yr 2 mos
First Montauk Securities CORP.
April 2003 - August 2005 · 2 yrs 4 mos
First Montauk Securities CORP.Broker
April 2003 - August 2005 · 2 yrs 4 mos
Morgan Stanley
June 2002 - December 2002 · 6 mos
Morgan Stanley Dw INC.Broker
August 1998 - December 2002 · 4 yrs 4 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.