RN
RN

Roy Niggebrugge

26 Years of Experience
Dade City, FL
2 DisclosuresBroker

Roy Niggebrugge is a registered investment advisor at Cetera Investment Advisers LLC, based in Dade City, FL, with 26 years of industry experience. Roy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...

Location

Dade City, FL

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2015
Withdrawn
Customer Dispute
July 2001
Settled
Other Business Activities

Roy owns and operates a food truck, Grahn Brands Cuisine LLC, dedicating minimal time. He also owns Generations Tax & Wealth Management (CPA & wealth management firm) and Grahn Tax LLC (tax preparation), dedicating full-time and about 10-20% of his time, respectively. Roy also owns Grahn Family Farm, LLC, dedicating about 10-20% of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2020 - Present · 5 yrs 5 mos
Cetera Financial Specialists LLCBroker
December 2020 - Present · 5 yrs 5 mos
Previous Registrations
National Asset Management, INC.
May 2014 - December 2020 · 6 yrs 7 mos
National Securities CorporationBroker
November 2013 - December 2020 · 7 yrs 1 mo
Asset & Financial Planning, LTD
February 2001 - May 2014 · 13 yrs 3 mos
Prime Capital Services, INC.Broker
June 1999 - November 2013 · 14 yrs 5 mos
State Registrations16 states
AZCAFLGAIAMIMTNCNJNVNYORPASCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.