SM
SM

Stephen May

27 Years of Experience
Los Angeles, CA
Broker

Stephen May is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 27 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
November 2013 - Present · 12 yrs 6 mos
Capital Client Group, INC.Broker
November 2013 - Present · 12 yrs 6 mos
Capital Client Group, INC.
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Franklin/templeton Distributors, INC.Broker
June 2008 - October 2013 · 5 yrs 4 mos
Lord Abbett Distributor LLCBroker
May 2005 - June 2008 · 3 yrs 1 mo
Lord, Abbett & CO. LLC
May 2005 - June 2008 · 3 yrs 1 mo
Banc of America Investment Services, INC.
October 2004 - March 2005 · 5 mos
Banc of America Investment Services, INC.Broker
October 2004 - March 2005 · 5 mos
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
August 1998 - October 2004 · 6 yrs 2 mos
State Registrations4 states
CACTNJNY
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.