Richard Alexander is a registered investment advisor, based in Glen Allen, VA, with 20 years of industry experience.
Location
140 Eastshore Dr, Suite 105, Glen Allen, VA, 23059
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Richard is a board member and CEO of Trumpet and Torch Ministries, and a dual signer on checks. He is restricted from making any investment decisions or placing any trades.
Employment History
Current Registrations
Cetera Investment Services LLC
September 2020 - Present · 5 yrs 8 mos
Cetera Investment Advisers LLC
September 2020 - Present · 5 yrs 8 mos
Cetera Investment Services LLCBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Raymond James & Associates, INC.
December 2019 - September 2020 · 9 mos
Raymond James & Associates, INC.Broker
November 2019 - September 2020 · 10 mos
Alexander Investment Management Services
March 2006 - November 2019 · 13 yrs 8 mos
State Registrations20 states
CACTFLGAILLAMAMDMTNCNJOHPARISCSDTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.