William Conte is a registered investment advisor at LPL Financial LLC, based in Norton, OH, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Norton, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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William is involved with several entities, including Conte Limited Partnership, Nancy Conte Living Trust (as trustee, spending a few hours per week), Conte Financial Serv CB Plan, Conte Co CPA Inc. (dedicating full-time hours, with reduced hours during securities trading), and Conte Financial Services Ltd.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.