James Mantione
James Mantione is a registered investment advisor at Private Advisor Group, LLC, based in Morristown, NJ, with 25 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 137,723 clients with $41B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Private Advisor Group offers investment management services where fees are based on a percentage of the value of your investments. The exact percentage is negotiable, up to a maximum of 2.00% per year, and is charged quarterly. Clients also pay brokerage commissions and transaction fees to the custodian. The firm may also charge a flat fee or an hourly fee for specific services.
Location
305 Madison Avenue, Morristown, NJ, 07960
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2009Customer Dispute
May 2009Employment Separation After Allegations
February 2005Other Business ActivitiesSells Insurance
James operates James Mantione Wealth Management, Inc. as a DBA for his LPL business. He also works as an agent selling life insurance and fixed annuities, dedicating minimal time to this activity, and provides investment advisory services through Private Advisor Group, spending nearly full-time hours on this.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Ifmg Securities, INC.Broker
American Investment Services, INC.Broker
Investec Ernst & CompanyBroker
Prudential Securities IncorporatedBroker
Josephthal & CO., INC.Broker
Tasin & Company, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.