Marty Martinez
Marty Martinez is a CFP-designated registered investment advisor at Allstate Financial Advisors, LLC, based in Henderson, NV, with 24 years of industry experience. Marty operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 280 clients with $82M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allstate Financial Advisors (AFA) uses Fidelity Institutional Wealth Adviser's (FIWA) FMAX wrap fee program. The fee covers investment advice and trading costs, based on a percentage of the assets managed, up to 1.5%. AFA receives part of this fee, creating a potential conflict of interest. Clients should compare the FMAX program's overall cost and service with other options, including brokerage accounts and other advisor programs.
Location
1291 Galleria Dr Ste 125, Henderson, NV, 89014-8632
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2011Customer Dispute
November 2010Customer Dispute
August 2008Criminal
March 1991Other Business ActivitiesSells Insurance
Marty works as an insurance agent for Allianz Life, servicing existing annuity clients. This activity takes about 10-20% of his time and is not investment-related.
Employment History
Current Registrations
Allstate Financial Advisors, LLC
Allstate Financial Services, LLCBroker
Previous Registrations
Tricor Advisory Services, LLC
Tricor Financial, LLCBroker
Arque Capital, LTD.Broker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Lincoln Financial Securities Corporation
MML Investors Services, INC.
MML Investors Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
MML Investors Services, INC.Broker
MML Investors Services, INC.
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Olde Discount CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.