Bradley Sicoff
Bradley Sicoff is a registered investment advisor at LPL Financial LLC, based in Santa Ynez, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1050 Edison St Suite A, Santa Ynez, CA, 93460
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bradley co-owns rental real estate and owns Santa Ynez Valley Wealth Advisors LLC for tax/investment purposes, dedicating full-time hours to each. He also sells life insurance, LTC insurance, and fixed annuities, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
Cooper Mcmanus
Aig Capital Services, INC.Broker
Prudential Annuities Distributors, INCBroker
John Hancock Distributors LLCBroker
Manulife Wood Logan, INC.Broker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.