Brian Lock is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in St. Louis, MO, with 27 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
333 S. Kirkwood Road, Suite 301, St. Louis, MO, 63122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian is a Principal at Universal Financial Group/Universal Financial Advisors, an independent RIA, dedicating nearly full-time hours to investment management and financial planning. He also volunteers with L.O.V.E. of KDHX and is an officer at Universal Financial Planning Consultants, though the latter requires minimal time.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Universal Financial Advisors, LLC
Previous Registrations
Pfg Advisors
Securities America, INC.Broker
Beam Asset Management, LLC
LPL Financial LLCBroker
Universal Financial Planning Consultants, INC.
Mutual Service CorporationBroker
State Registrations16 states
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