Thomas Hayes is a PFS-designated registered investment advisor at J. W. Cole Advisors, INC., based in The Woodlands, TX, with 27 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
25511 Budde Road, Suite 3303, The Woodlands, TX, 77380
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is a CPA and President/Owner of T J Hayes & Co, PLLC, dedicating nearly full-time hours to tax and accounting advice. He is also an agent for fixed insurance through Houston Advantage, spending a few hours per week, and President of Zone 7 Financial Services, LLC, spending about half his time. Finally, Thomas owns Hayes Family Realty LLC and rents a commercial building, spending a few hours per week.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
Zone 7 Financial Services, LLC
Jonathan Roberts Financial Group, INC.Broker
1st Global Capital CORP.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.